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Exempt market securities
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51	Last amendment in force on July 15, 2014 This document has official status chapter V-1.1, r. 10 REGULATION[removed]RESPECTING Add to Reading List Source URL: www.lautorite.qc.ca Language: English - Date: 2014-09-24 10:05:18 Finance Business Exempt market dealer Canadian securities regulation Securities Act Security Financial adviser Accredited investor Financial economics Investment United States securities law
52	Microsoft Word[removed]body.doc Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2013-12-17 10:51:34 Business Money Financial adviser Investment Policy Statement Canadian securities regulation Exempt market dealer Security International Organization of Securities Commissions Registered Investment Advisor Finance Investment Financial economics
53	Microsoft Word - Proposed Revised Form.doc Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-05-07 16:36:15 Investment Regulation D Business Money Economics United States Securities and Exchange Commission Exempt market dealer Finance
54	Securities Commission Proficiency Requirements for Registration Mutual fund dealer – dealing representative: the individual has passed - Canadian Investment Funds Course Exam Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-08-01 13:40:42 Professional certification in finance Financial services Collective investment schemes Canadian Investment Manager Chartered Financial Analyst Investment management Exempt market dealer Mutual fund Portfolio manager Financial economics Investment Finance
55	Nova Scotia Securities Commission Policy[removed]Community Economic Development Investment Funds 1. Introduction 1.1. Community Economic Development Investment Funds (“CEDIFs”) sell shares to security holders and inve Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-07-04 09:17:55 Funds Financial services Collective investment schemes Securities Act Specialized investment fund Exempt market dealer Accredited investor Mutual fund Hedge fund Financial economics Investment Finance
56	Minn. Stat. 80A[removed]MNvest Registration Exemption. The sale and issuance of securities in a MNvest Offering is exempt from the requirements of sections 80A.49 to 80A.54 if the issuer meets the qualifications under thi Add to Reading List Source URL: tech.mn Language: English - Date: 2014-11-18 01:02:45 Financial economics Stock market Finance Investment SEC filings Securities Act Securities Exchange Act Security Regulation D United States Securities and Exchange Commission United States securities law 73rd United States Congress
57	Microsoft Word - NI_33-109 CLEAN July 13, 2009.doc Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-05-07 16:35:57 Financial economics Exempt market dealer Registered representative Email Business Money United States securities law Investment Finance
58	Blanket Order No[removed]In the Matter of the Securities Act, R.S.N.S. 1989, Chapter 418, as amended -and Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-07-04 09:24:49 Financial services Funds Collective investment schemes United States securities law Exempt market dealer Securities Act Accredited investor Security Hedge fund Financial economics Investment Finance
59	CSA MANDATES EMDS JOIN THE OMBUDSMAN FOR BANKING SERVICES & INVESTMENTS BY TYLER FLEMING N Add to Reading List Source URL: www.obsi.ca Language: English - Date: 2014-05-14 11:26:04 Ombudsman for Banking Services and Investments Exempt market dealer Legal professions Law Ombudsman Sociology Canadian securities regulation Ethics Dispute resolution Finance Investment
60	Franklin Tax Exempt Money Market Fund Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-25 13:25:28 U.S. Securities and Exchange Commission Financial regulation SEC filings Government 76th United States Congress Investment Company Act United States securities law

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